As filed with the Securities and Exchange Commission on October 13, 2020
Registration No. 333-235488
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
360 DigiTech, Inc.
(Exact name of registrant as specified in its charter)
Cayman Islands |
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Not Applicable |
(State or other jurisdiction of |
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(I.R.S. Employer |
incorporation or organization) |
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Identification Number) |
7/F Lujiazui Finance Plaza
No. 1217 Dongfang Road
Pudong New Area, Shanghai 200122
Peoples Republic of China
Phone: +86 10 5244 7655
(Address, including zip code, and telephone number, including area code, of registrants principal executive offices)
2019 Share Incentive Plan
(Full title of the plan)
Cogency Global Inc.
122 East 42nd Street, 18th Floor
New York, NY 10168
+1 800 221 0102
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company, and emerging growth company in Rule 12b-2 of the Exchange Act.
Large accelerated filer x |
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Accelerated filer o |
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Non-accelerated filer o |
Emerging growth company o |
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Smaller reporting company o |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. o
Copies to:
Alex Xu, Chief Financial Officer 7/F Lujiazui Finance Plaza No. 1217 Dongfang Road Pudong New Area, Shanghai 200122 Peoples Republic of China Phone: +86 10 5244 7655 |
Z. Julie Gao, Esq. Skadden, Arps, Slate, Meagher & Flom LLP c/o 42/F, Edinburgh Tower The Landmark 15 Queens Road Central Hong Kong +852 3740 4700 |
Haiping Li, Esq. Skadden, Arps, Slate, Meagher & Flom LLP JingAn Kerry Centre, Tower II 46th Floor 1539 Nanjing West Road, Shanghai Peoples Republic of China +86 21 6193 8200 |
EXPLANATORY NOTE
This Amendment No. 1 is being filed solely for the purpose of filing exhibit 10.2 to this registration statement on Form S-8, or the Registration Statement, and amending the exhibit index the Registration Statement. No changes have been made to the Registration Statement other than this explanatory note and exhibit index of the Registration Statement. Accordingly, this Amendment No. 1 consists only of the cover page, this explanatory note and the amended exhibit index of the Registration Statement.
EXHIBIT INDEX
Exhibit Number |
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Description |
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4.1 |
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4.2 |
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4.3 |
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5.1 |
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10.1 |
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10.2* |
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23.1 |
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Consent of Deloitte Touche Tohmatsu Certified Public Accountants LLP |
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23.2 |
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Consent of Maples and Calder (Hong Kong) LLP (included in Exhibit 5.1) |
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24.1 |
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* Filed herewith.
Previously filed.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Shanghai, China, on October 13, 2020.
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360 DigiTech, Inc. | |
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By: |
/s/ Haisheng Wu |
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Name: |
Haisheng Wu |
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Title: |
Chief Executive Officer and Director |
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
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Title |
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Date |
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/s/ Hongyi Zhou |
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October 13, 2020 |
Hongyi Zhou |
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Chairman of the Board of Directors |
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/s/ Haisheng Wu |
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October 13, 2020 |
Haisheng Wu |
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Chief Executive Officer (Principal Executive Officer) and Director |
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/s/ Jiang Wu |
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October 13, 2020 |
Jiang Wu |
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Director |
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/s/ Wei Liu |
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October 13, 2020 |
Wei Liu |
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Director |
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/s/ Dan Zhao |
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October 13, 2020 |
Dan Zhao |
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Director |
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/s/ Gang Xiao |
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October 13, 2020 |
Gang Xiao |
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Director |
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/s/ Yongjin Fu |
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October 13, 2020 |
Yongjin Fu |
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Director |
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/s/ Andrew Y Yan |
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October 13, 2020 |
Andrew Y Yan |
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Director |
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/s/ Eric Xiaohuan Chen |
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October 13, 2020 |
Eric Xiaohuan Chen |
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Director |
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/s/ Alex Xu |
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October 13, 2020 |
Alex Xu |
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Chief Financial Officer (Principal Financial and Accounting Officer) |
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SIGNATURE OF AUTHORIZED REPRESENTATIVE IN THE UNITED STATES
Pursuant to the Securities Act of 1933, as amended, the undersigned, the duly authorized representative in the United States of 360 DigiTech, Inc., has signed this Post-Effective Amendment No. 1 to Registration Statement in New York, United States of America on October 13, 2020.
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Authorized U.S. Representative | |
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Cogency Global Inc. |
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By: |
/s/ Colleen A. De Vries |
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Name: |
Colleen A. De Vries |
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Title: |
Senior Vice President |
Amendment No. 1 to the 2019 Share Incentive Plan
This Amendment No.1 (Amendment No.1) to the 2019 Share Incentive Plan (the 2019 Plan) of 360 Finance, Inc. (the Company) is effective as of August 23, 2020.
1. Pursuant to the resolutions passed in meeting of the board of directors of the Company on August 23, 2020, effective on the date first set forth above, Section 3.1(a) of the 2019 Plan is hereby amended by replacing the Section 3.1(a) entirely as follows:
(a) Subject to the provisions of Article 9 and Section 3.1(b), the maximum aggregate number of Shares which may be issued pursuant to all Awards (including Incentive Share Options) is 17,547,567 Shares, and an annual increase on the first day of each of the four consecutive fiscal years of the Company commencing with the fiscal year beginning January 1, 2021, by (i) an amount equal to 1.0% of the total number of the then issued and outstanding Shares or (ii) such fewer number of Shares as may be determined by the Board.
2. Notwithstanding the foregoing, except as amended hereby, each of the provisions of the 2019 Plan shall remain in full force and effect, and this Amendment shall not constitute a modification, acceptance or waiver of any other provision of the 2019 Plan except as specifically provided herein.
3. This Amendment shall be construed in accordance with and governed by the laws of the Cayman Islands.